Collapsed Investment firms; Investors’ refund process begins 12th Nov at CBG branches
Customer of collapsed investments firms are to note that process to obtain locked up monies begins today 12 Novenmber 2019. ...
Tag: Security and Exchange Commission
Here are the 53 Investment firms whose licenses have been REVOKED by SEC
Fifty three Investment firms have had their licenses revoked by the Securities and Exchange Commission, the regulator of the Ghanaian ...
SEC suspends the issuance of new licenses for Fund Managers till 2020
The Securities and Exchange Commission, SEC says effective October 1, 2019 it has paused the issuing of new Fund Management ...
21 investment firms under SEC undergo forensic audit
The Securities and Exchange Commission (SEC) is undertaking a forensic audit of about 21 investment firms and fund managers in the ...
SEC revokes licenses of five fund management companies
The Security and Exchange Commission (SEC) has revoked the licences of five companies and directed them to stop carrying out ...
Fund managers money locked up in microfinance, savings and loans – SEC
The Director General of the Security and Exchange Commission (SEC) Reverend Daniel Ogbarmey Tetteh has said most of the licenced ...
Government to set up Investor Protection Fund
Securities and Exchange Commission (SEC) says the government is in the process of establishing an Investor Protection Fund to secure deposits. ...
Security and Exchange Commission to increase capital requirement for capital market operators
The Securities and Exchange Commission (SEC) says it will increase the minimum capital requirement for companies operating within the Capital ...