SEC to restore licenses of some fund management firms soon – Ogbamey Tetteh
Licenses of some fund management companies which were revoked in 2019 will be restored by the Securities and Exchange Commission ...
Tag: SEC
U.S. SEC charges ex-Goldman Sachs banker for bribes to Ghana officials
A former Goldman Sachs banker helped pass millions of dollars in bribes to Ghanaian officials to curry favour for his ...
Know who handles your money: An Investment Manager Advises
Ghana’s level of financial literacy was called into question recently following the banking sector cleanup; and the consequent MenzGold, DKM ...
Collapsed Investment firms; Investors’ refund process begins 12th Nov at CBG branches
Customer of collapsed investments firms are to note that process to obtain locked up monies begins today 12 Novenmber 2019. ...
Here are the 53 Investment firms whose licenses have been REVOKED by SEC
Fifty three Investment firms have had their licenses revoked by the Securities and Exchange Commission, the regulator of the Ghanaian ...
SEC suspends the issuance of new licenses for Fund Managers till 2020
The Securities and Exchange Commission, SEC says effective October 1, 2019 it has paused the issuing of new Fund Management ...
Investing in Mutual Funds in Ghana
Financial planning involves a critical activity where one has to invest part of their income. The investment should be into ...
21 investment firms under SEC undergo forensic audit
The Securities and Exchange Commission (SEC) is undertaking a forensic audit of about 21 investment firms and fund managers in the ...
Fund managers money locked up in microfinance, savings and loans – SEC
The Director General of the Security and Exchange Commission (SEC) Reverend Daniel Ogbarmey Tetteh has said most of the licenced ...
Security and Exchange Commission to increase capital requirement for capital market operators
The Securities and Exchange Commission (SEC) says it will increase the minimum capital requirement for companies operating within the Capital ...